Compliance Manager

Our client is experiencing continued growth and are now seeking a Compliance Manager to join their company.

This is a role where you will have full responsibility and ownership for the entire Compliance Function with a leading financial services company.

As Compliance Manager, you will be responsible for assessing the quality of all regulated advised sales of our Life / Pensions / Mortgage and General Insurance Products to clients. 

You will be involved in the independent assessment and audit of advised sales and financial advice given to clients and ensure they adhere to all compliance regulations and Central Banks Codes of Practice. 

You will also deliver training to all Sales Consultants on regulatory developments and compliance requirements and be pro-active in researching and preparing the business for future key regulatory developments.

CITY CENTRE LOCATION AND EXCELLENT REMUNERATION ON OFFER
 
REQUIREMENTS
Excellent communication and interpersonal skills
Ability to translate how the various compliance regulations and legislation impact the business in operational terms
Influential and assertive with excellent attention to detail 
QFA qualification and  ideally you have The Foundation /Professional Diploma in Compliance awarded by the ACOI
A detailed knowledge of the Central Banks compliance requirements in the Life/Pensions/Mortgage/General Insurance area
Strong knowledge of life assurance and pensions industry and related products and services
Minimum of 2+ years relevant experience where Compliance was an integral part of your role

For further information please contact Linda Evans on direct dial 01 500 5907 or email linda.evans@careers-register.com